JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chester Chen

  IRN CXC02270

  • [FCA CF] Proprietary trader (18 Aug 2021 to 28 Feb 2022)
  • [FCA CF] Algorithmic trading (18 Aug 2021 to 28 Feb 2022)
  • [FCA CF] Client dealing (18 Aug 2021 to 28 Feb 2022)
  • [FCA CF] Material risk taker (18 Aug 2021 to 28 Feb 2022)
  • SMF18 Other Overall Responsibility (19 Feb 2020 to 30 Jul 2021)
  • CF30 Customer (8 Sep 2016 to 8 Dec 2019)
• Christoffer Tryggestad

  IRN CXT00562

  • [FCA CF] Client dealing (since 18 Dec 2025)
  • [FCA CF] Proprietary trader (since 18 Dec 2025)
  • [FCA CF] Algorithmic trading (since 18 Dec 2025)
• Christopher Brennan

  IRN CXB00935

  • SMF18 Other Overall Responsibility (since 21 May 2024)
• Christopher James Evans

  IRN CXE33521

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 May 2020)
• Christopher Milsted

  IRN CXM00857

  • [FCA CF] Algorithmic trading (since 17 Mar 2023)
• Christopher Muller

  IRN CXB00564

  • [FCA CF] Proprietary trader (18 Jan 2022 to 8 Apr 2024)
  • [FCA CF] Material risk taker (18 Jan 2022 to 31 Jan 2022)
  • [FCA CF] Client dealing (18 Jan 2022 to 8 Apr 2024)
• Christopher Rexworthy

  IRN CXR00143

  • [FCA CF] Material risk taker (20 Nov 2020 to 31 Dec 2021)
  • [FCA CF] Proprietary trader (20 Nov 2020 to 12 Dec 2022)
  • [FCA CF] Client dealing (20 Nov 2020 to 12 Dec 2022)
• Christopher Thomas Foxon

  IRN CTF01015

  • [FCA CF] Manager of certification employee (since 1 Sep 2022)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (1 May 2009 to 13 Apr 2012)
• Claudio Di Pietro

  IRN CXD15434

  • [FCA CF] Material risk taker (30 Sep 2020 to 6 Apr 2021)
  • CF30 Customer (28 May 2019 to 8 Dec 2019)
• Connor Paul Hobbs

  IRN CXH25380

  • [FCA CF] Proprietary trader (30 Sep 2020 to 10 Oct 2023)
  • [FCA CF] Client dealing (30 Sep 2020 to 10 Oct 2023)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (5 Dec 2019 to 8 Dec 2019)

No changes recorded yet.