JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Vivek Kuncham

  IRN VXK01197

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 12 Aug 2024)
  • CF29 Significant management (14 Mar 2018 to 8 Dec 2019)
  • CF30 Customer (14 Nov 2017 to 8 Dec 2019)
• Vlad Harti

  IRN VXH00110

  • [FCA CF] Client dealing (since 12 Jun 2024)
• Vladislav Ilianov Fedulov

  IRN VIF00002

  • [FCA CF] Algorithmic trading (30 Sep 2020 to 25 Jan 2021)
  • [FCA CF] Client dealing (30 Sep 2020 to 25 Jan 2021)
  • [FCA CF] Manager of certification employee (30 Sep 2020 to 25 Jan 2021)
  • [FCA CF] Material risk taker (30 Sep 2020 to 25 Jan 2021)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 25 Jan 2021)
  • CF30 Customer (15 Nov 2013 to 8 Dec 2019)
• Vojtech Dvorak

  IRN VXD00084

  • [FCA CF] Algorithmic trading (2 Dec 2022 to 12 Feb 2024)
  • [FCA CF] Proprietary trader (2 Dec 2022 to 12 Feb 2024)
• Wesley Morgan Howell

  IRN WMH01029

  • [FCA CF] Algorithmic trading (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Manager of certification employee (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (8 Dec 2015 to 8 Dec 2019)
• William Albert Simpson

  IRN WAS01034

  • SMF1 Chief Executive (since 14 May 2024)
  • SMF3 Executive Director (since 30 Jan 2020)
  • SMF24 Chief Operations (30 Jan 2020 to 20 Feb 2024)
  • CF30 Customer (1 May 2009 to 1 Jul 2011)
• William Christian Nygard

  IRN WXN00043

  • SMF18 Other Overall Responsibility (since 13 Feb 2025)
• William Hu

  IRN WXH00142

  • [FCA CF] Algorithmic trading (since 1 Sep 2024)
  • [FCA CF] Proprietary trader (since 29 Nov 2023)
• William Isotta

  IRN WXI00015

  • [FCA CF] Proprietary trader (since 4 Jan 2023)
  • [FCA CF] Client dealing (since 4 Jan 2023)
• William Joseph Holliday

  IRN WXH07597

  • [FCA CF] Manager of certification employee (since 1 Sep 2022)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Algorithmic trading (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (25 Oct 2018 to 8 Dec 2019)

No changes recorded yet.