JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• William Lynas

  IRN WXL00145

  • [FCA CF] Algorithmic trading (since 14 Nov 2025)
• William Philip Armstrong Gore-Randall

  IRN WPG01010

  • [FCA CF] Proprietary trader (since 1 Sep 2024)
  • [FCA CF] Client dealing (since 26 Jul 2022)
  • [FCA CF] Material risk taker (26 Jul 2022 to 30 Sep 2022)
• William Robert Black

  IRN WXB08062

  • [FCA CF] Algorithmic trading (1 Sep 2022 to 2 Mar 2026)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (7 Nov 2018 to 8 Dec 2019)
• William Unsworth

  IRN WXU00021

  • [FCA CF] Client dealing (since 7 Dec 2021)
  • [FCA CF] Material risk taker (7 Dec 2021 to 31 Dec 2021)
• William Wynn Thomas

  IRN WXT00082

  • [FCA CF] Proprietary trader (28 Nov 2023 to 30 Jan 2026)
  • [FCA CF] Client dealing (28 Nov 2023 to 30 Jan 2026)
• Winston Zhou Wright

  IRN WXW09328

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • [FCA CF] Algorithmic trading (30 Sep 2020 to 25 Mar 2024)
  • [FCA CF] Client dealing (30 Sep 2020 to 25 Mar 2024)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 25 Mar 2024)
  • CF30 Customer (13 Dec 2018 to 8 Dec 2019)
• Witalis Domitrz

  IRN WXD00110

  • [FCA CF] Algorithmic trading (since 10 Dec 2025)
  • [FCA CF] Proprietary trader (since 10 Dec 2025)
• YANLONG GUO

  IRN YXG00039

  • [FCA CF] Proprietary trader (16 Feb 2023 to 6 Jan 2025)
  • [FCA CF] Algorithmic trading (16 Feb 2023 to 6 Jan 2025)
  • [FCA CF] Client dealing (16 Feb 2023 to 6 Jan 2025)
• Yanni Du

  IRN YXD00051

  • [FCA CF] Client dealing (since 25 Sep 2025)
• Yirun Zhang

  IRN YXZ00095

  • [FCA CF] Algorithmic trading (since 24 Nov 2025)
  • [FCA CF] Proprietary trader (since 24 Nov 2025)

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