JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Howe

  IRN AXH02117

  • CF30 Customer (6 Sep 2010 to 29 Sep 2014)
• Andrew Michael Ray

  IRN AXR00231

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
• Andrew Walker

  IRN AXW00753

  • [FCA CF] Client dealing (since 26 Apr 2023)
• Angus Gibby

  IRN AXG00994

  • [FCA CF] Proprietary trader (since 23 Dec 2024)
  • [FCA CF] Client dealing (since 23 Dec 2024)
  • [FCA CF] Algorithmic trading (since 23 Dec 2024)
• Angus William Davidson

  IRN AXD00244

  • [FCA CF] Manager of certification employee (since 20 Apr 2026)
  • [FCA CF] Algorithmic trading (since 30 Sep 2021)
  • [FCA CF] Proprietary trader (since 30 Sep 2021)
  • [FCA CF] Material risk taker (1 Dec 2020 to 31 Dec 2021)
• Anish Ramakrishnan

  IRN AXR00709

  • [FCA CF] Client dealing (1 Sep 2023 to 7 Jan 2025)
  • [FCA CF] Algorithmic trading (7 Feb 2023 to 7 Jan 2025)
  • [FCA CF] Proprietary trader (7 Feb 2023 to 7 Jan 2025)
• Anna Ragg

  IRN AXR00685

  • [FCA CF] Proprietary trader (since 14 Dec 2022)
  • [FCA CF] Algorithmic trading (since 14 Dec 2022)
• Anthony Clays

  IRN AXC00331

  • [FCA CF] Proprietary trader (30 Sep 2020 to 22 Jan 2023)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • [FCA CF] Algorithmic trading (30 Sep 2020 to 22 Jan 2023)
• Anton Baychkov

  IRN AXB00787

  • [FCA CF] Material risk taker (30 Sep 2021 to 31 Dec 2021)
  • [FCA CF] Algorithmic trading (30 Sep 2021 to 5 May 2023)
  • [FCA CF] Proprietary trader (30 Sep 2021 to 5 May 2023)
• Anton Hendrik Van Zuylen

  IRN AXV25264

  • SMF7 Group Entity Senior Manager (21 Feb 2020 to 20 Dec 2021)

No changes recorded yet.