JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antoni Pilat

  IRN AXP02625

  • [FCA CF] Client dealing (since 16 Dec 2025)
  • [FCA CF] Proprietary trader (since 16 Dec 2025)
  • [FCA CF] Algorithmic trading (since 16 Dec 2025)
• Antonia Haist

  IRN AXH03254

  • [FCA CF] Proprietary trader (since 16 Dec 2025)
  • [FCA CF] Client dealing (since 16 Dec 2025)
• Antony Barker

  IRN AXB03983

  • SMF18 Other Overall Responsibility (since 2 Nov 2023)
  • [FCA CF] Algorithmic trading (30 Sep 2020 to 2 Nov 2023)
  • [FCA CF] Client dealing (30 Sep 2020 to 2 Nov 2023)
  • [FCA CF] Manager of certification employee (30 Sep 2020 to 2 Nov 2023)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 2 Nov 2023)
  • CF30 Customer (28 Dec 2016 to 8 Dec 2019)
• Archana Pattipati

  IRN AXP00512

  • [FCA CF] Material risk taker (11 Apr 2021 to 31 Dec 2021)
• Arnau Bonet Farres

  IRN AXB01257

  • [FCA CF] Client dealing (since 11 Jan 2023)
  • [FCA CF] Proprietary trader (since 11 Jan 2023)
• Aron Benjamin Thomas

  IRN AXT00518

  • [FCA CF] Proprietary trader (13 Feb 2023 to 18 Mar 2025)
  • [FCA CF] Algorithmic trading (13 Feb 2023 to 18 Mar 2025)
• Arseniy Alekseyev

  IRN AXA00227

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Jan 2022)
• Arthur Charles Nicolas Jung

  IRN AXJ12545

  • [FCA CF] Algorithmic trading (30 Sep 2020 to 17 Feb 2022)
  • [FCA CF] Material risk taker (30 Sep 2020 to 17 Feb 2022)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 17 Feb 2022)
  • CF30 Customer (14 Mar 2019 to 8 Dec 2019)
• Arthur Wolstenholme

  IRN AXW02370

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Algorithmic trading (since 30 Sep 2021)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (19 Dec 2017 to 8 Dec 2019)
• Aya Hayakawa

  IRN AXH00847

  • [FCA CF] Client dealing (since 18 Nov 2022)

No changes recorded yet.