JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Mackinlay

  IRN SXM00889

  • [FCA CF] Material risk taker (21 Oct 2021 to 31 Jan 2022)
• Simon Thomas

  IRN SXT01621

  • CF30 Customer (4 Aug 2010 to 17 Jan 2014)
• Simon Wei-Lun Douglas-Ooi

  IRN WSO01005

  • [FCA CF] Algorithmic trading (1 Sep 2022 to 17 Jun 2025)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (22 Aug 2018 to 8 Dec 2019)
• Sitong Zuo

  IRN SXZ00137

  • [FCA CF] Algorithmic trading (since 16 Feb 2026)
• Slawomir Wladyslaw Rzeszotko

  IRN SWR01046

  • [FCA CF] Manager of certification employee (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (14 Oct 2014 to 8 Dec 2019)
• Sophie Harrison

  IRN SXH03090

  • [FCA CF] Client dealing (since 12 Jan 2026)
  • [FCA CF] Algorithmic trading (since 12 Jan 2026)
  • [FCA CF] Proprietary trader (since 12 Jan 2026)
• Stanislav Ershov

  IRN SXE00093

  • [FCA CF] Algorithmic trading (30 Sep 2020 to 14 Jan 2021)
  • [FCA CF] Material risk taker (30 Sep 2020 to 14 Jan 2021)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 14 Jan 2021)
• Stefan-Andrei Mihalcea

  IRN SXM01269

  • [FCA CF] Manager of certification employee (since 17 Mar 2026)
  • [FCA CF] Proprietary trader (since 1 Feb 2023)
  • [FCA CF] Algorithmic trading (since 1 Feb 2023)
• Sten Vili

  IRN SXV00252

  • [FCA CF] Proprietary trader (since 28 Aug 2025)
• Szymon Przemyslaw Zwara

  IRN SXZ00017

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Algorithmic trading (since 7 Dec 2020)
  • [FCA CF] Proprietary trader (since 7 Dec 2020)
  • [FCA CF] Client dealing (since 7 Dec 2020)
  • [FCA CF] Material risk taker (7 Dec 2020 to 31 Dec 2021)

No changes recorded yet.