Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Sep 2020)
    • [FCA CF] Manager of certification employee (since 30 Sep 2020)
    • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
    • CF30 Customer (14 Oct 2014 to 8 Dec 2019)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • CF30 Customer (1 Apr 2012 to 16 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.