JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Saul Manasse

  IRN SXM04608

  • [FCA CF] Algorithmic trading (since 12 Nov 2024)
  • [FCA CF] Proprietary trader (since 12 Nov 2024)
• Scott Cameron

  IRN SXC03194

  • [FCA CF] Algorithmic trading (since 10 Feb 2026)
  • [FCA CF] Proprietary trader (since 10 Feb 2026)
• Sebastian Fodor

  IRN SXF00275

  • [FCA CF] Manager of certification employee (since 17 Mar 2026)
  • [FCA CF] Proprietary trader (since 29 Nov 2021)
  • [FCA CF] Algorithmic trading (since 29 Nov 2021)
  • [FCA CF] Material risk taker (29 Nov 2021 to 31 Dec 2021)
• Shaimerden Abekov

  IRN SXA00888

  • [FCA CF] Client dealing (5 Jan 2024 to 16 Jul 2025)
• Shanaya Sheth

  IRN SXS01246

  • [FCA CF] Client dealing (12 Apr 2023 to 27 Jan 2025)
• Sharvaree Puranik

  IRN SXP00716

  • [FCA CF] Client dealing (since 19 Dec 2022)
• Shaun Arnold Marshall

  IRN SXM01210

  • [FCA CF] Client dealing (since 8 Nov 2022)
  • [FCA CF] Proprietary trader (since 8 Nov 2022)
  • [FCA CF] Algorithmic trading (since 8 Nov 2022)
• Shenghan Gao

  IRN SXG07189

  • [FCA CF] Proprietary trader (30 Sep 2020 to 29 Apr 2021)
  • [FCA CF] Client dealing (30 Sep 2020 to 29 Apr 2021)
  • [FCA CF] Material risk taker (30 Sep 2020 to 29 Apr 2021)
  • CF30 Customer (12 Oct 2018 to 8 Dec 2019)
• Shing Hei Mark Lee

  IRN SXL00907

  • [FCA CF] Client dealing (since 28 Nov 2025)
• Simon James Peter Lodder

  IRN SJL01342

  • SMF16 Compliance Oversight (since 22 Apr 2024)
  • [FCA CF] Algorithmic trading (10 Mar 2023 to 22 Apr 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2022)
  • CF10 Compliance Oversight (13 Jul 2018 to 8 Dec 2019)

No changes recorded yet.