JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Anthony Granieri

  IRN RAG01124

  • SMF1 Chief Executive (13 Jan 2020 to 14 May 2024)
  • SMF3 Executive Director (9 Dec 2019 to 14 May 2024)
  • CF3 Chief Executive (1 Feb 2013 to 23 Apr 2018)
  • CF1 Director (1 Feb 2013 to 8 Dec 2019)
• Robert Hird

  IRN RXH01866

  • [FCA CF] Algorithmic trading (30 May 2025 to 14 Jan 2026)
  • [FCA CF] Client dealing (30 May 2025 to 14 Jan 2026)
  • [FCA CF] Manager of certification employee (30 May 2025 to 14 Jan 2026)
  • [FCA CF] Proprietary trader (30 May 2025 to 14 Jan 2026)
  • SMF18 Other Overall Responsibility (9 Dec 2019 to 13 Feb 2025)
  • CF29 Significant management (12 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (18 Nov 2011 to 8 Dec 2019)
• Robert Meier

  IRN RXM01176

  • [FCA CF] Algorithmic trading (since 25 Jun 2025)
  • [FCA CF] Proprietary trader (since 25 Jun 2025)
• Ross Greene

  IRN RXG00391

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Proprietary trader (since 17 Nov 2022)
  • [FCA CF] Client dealing (since 17 Nov 2022)
  • [FCA CF] Algorithmic trading (since 17 Nov 2022)
• Rupert Fynn

  IRN RXF00236

  • [FCA CF] Client dealing (7 Dec 2022 to 22 Aug 2025)
• Ryan Timothy Norris

  IRN RTN01008

  • CF30 Customer (1 May 2009 to 9 Mar 2012)
• Sai Man Au Yeung

  IRN SXA01022

  • [FCA CF] Client dealing (since 31 Oct 2024)
  • [FCA CF] Proprietary trader (since 31 Oct 2024)
• Samuel Alexander Spencer Berry

  IRN SAB01382

  • [FCA CF] Client dealing (since 1 Feb 2023)
  • [FCA CF] Algorithmic trading (since 1 Feb 2023)
  • [FCA CF] Proprietary trader (since 1 Feb 2023)
• Samuel Shepherd

  IRN SXS01245

  • [FCA CF] Proprietary trader (since 5 Apr 2023)
• Saul Driscoll

  IRN SXD00952

  • [FCA CF] Proprietary trader (since 22 Sep 2025)

No changes recorded yet.