JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Pranali Gadoya

  IRN PXG00256

  • [FCA CF] Algorithmic trading (since 23 Jan 2025)
  • [FCA CF] Material risk taker (13 Dec 2021 to 31 Dec 2021)
• Qianru Du

  IRN QXD12249

  • [FCA CF] Client dealing (30 Sep 2020 to 15 Dec 2021)
  • [FCA CF] Material risk taker (30 Sep 2020 to 15 Dec 2021)
  • CF30 Customer (6 Mar 2019 to 8 Dec 2019)
• Rachel Atkinson

  IRN RXK00104

  • [FCA CF] Client dealing (since 11 Nov 2020)
  • [FCA CF] Material risk taker (11 Nov 2020 to 31 Dec 2021)
• Rafael Edwin Albert

  IRN RXA00265

  • [FCA CF] Proprietary trader (since 7 Dec 2021)
  • [FCA CF] Algorithmic trading (since 7 Dec 2021)
  • [FCA CF] Client dealing (since 7 Dec 2021)
  • [FCA CF] Material risk taker (7 Dec 2021 to 31 Dec 2021)
• Ralph Douglass

  IRN RXD25500

  • SMF7 Group Entity Senior Manager (since 27 Mar 2020)
• Ralph Lawrence Svasti-Salee

  IRN RLS01093

  • [FCA CF] Manager of certification employee (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Algorithmic trading (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (20 Oct 2011 to 8 Dec 2019)
• Richard Emmet

  IRN RXE01422

  • SMF9 Chair of the Governing Body (7 May 2020 to 15 Jun 2021)
  • SMF7 Group Entity Senior Manager (9 Dec 2019 to 15 Jun 2021)
  • CF2 Non Executive Director (18 May 2017 to 8 Dec 2019)
• Richard Ian Orton

  IRN RXO00088

  • [FCA CF] Manager of certification employee (since 1 Sep 2022)
  • [FCA CF] Algorithmic trading (since 30 Sep 2021)
  • [FCA CF] Material risk taker (30 Sep 2021 to 31 Dec 2021)
• Richard James

  IRN RXJ00088

  • [FCA CF] Algorithmic trading (30 Sep 2021 to 15 Aug 2023)
  • [FCA CF] Material risk taker (18 Jan 2021 to 31 Dec 2021)
• Rish Naik

  IRN RXN00284

  • [FCA CF] Proprietary trader (since 6 Jan 2026)
  • [FCA CF] Client dealing (since 6 Jan 2026)
  • [FCA CF] Algorithmic trading (since 6 Jan 2026)

No changes recorded yet.