JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicole Anne Rosenfeld

  IRN NXR25384

  • [FCA CF] Manager of certification employee (since 1 Sep 2023)
  • [FCA CF] Client dealing (since 30 Sep 2021)
  • [FCA CF] Algorithmic trading (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (5 Dec 2019 to 8 Dec 2019)
• Nicole Ulrika Hedblom

  IRN NXH00415

  • [FCA CF] Proprietary trader (since 18 Dec 2023)
  • [FCA CF] Algorithmic trading (since 18 Dec 2023)
• Nina Morais-Henry

  IRN NXM00164

  • [FCA CF] Client dealing (5 Mar 2021 to 14 Nov 2022)
  • [FCA CF] Material risk taker (5 Mar 2021 to 31 Dec 2021)
• Noe Gros

  IRN NXG01272

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Jan 2022)
  • CF30 Customer (28 Jul 2010 to 17 Feb 2015)
• Oghenebrume John Umukoro

  IRN OXU00003

  • [FCA CF] Algorithmic trading (since 23 Jan 2025)
  • [FCA CF] Material risk taker (14 Dec 2021 to 31 Dec 2021)
• Ognjen Stipetic

  IRN OXS01267

  • [FCA CF] Manager of certification employee (1 Sep 2022 to 14 Jan 2026)
  • [FCA CF] Algorithmic trading (30 Sep 2021 to 14 Jan 2026)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 14 Jan 2026)
  • [FCA CF] Client dealing (30 Sep 2020 to 14 Jan 2026)
  • CF30 Customer (28 Jun 2017 to 8 Dec 2019)
• Oliver Ensor-Adams

  IRN OXE00060

  • [FCA CF] Client dealing (since 22 Oct 2025)
• Oliver James Earley

  IRN OJE01005

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Client dealing (since 21 Apr 2022)
  • [FCA CF] Algorithmic trading (since 21 Apr 2022)
  • [FCA CF] Proprietary trader (since 4 Aug 2021)
  • [FCA CF] Material risk taker (8 Apr 2021 to 31 Dec 2021)
• Oliver James Eric Shirbini

  IRN OXS11357

  • [FCA CF] Manager of certification employee (since 11 Dec 2025)
  • [FCA CF] Proprietary trader (since 1 Sep 2023)
  • [FCA CF] Client dealing (since 1 Sep 2022)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (9 Feb 2019 to 8 Dec 2019)
• Oliver Norbury

  IRN OXN00040

  • [FCA CF] Client dealing (since 11 Nov 2024)
  • [FCA CF] Proprietary trader (since 11 Nov 2024)
  • [FCA CF] Algorithmic trading (since 11 Nov 2024)

No changes recorded yet.