JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Stubbs

  IRN OXS00142

  • [FCA CF] Algorithmic trading (13 Nov 2023 to 29 Sep 2025)
  • [FCA CF] Proprietary trader (13 Nov 2023 to 29 Sep 2025)
  • [FCA CF] Client dealing (13 Nov 2023 to 29 Sep 2025)
• Oliver Vasak

  IRN OXV00010

  • [FCA CF] Manager of certification employee (since 1 Sep 2022)
  • [FCA CF] Proprietary trader (since 4 Oct 2021)
  • [FCA CF] Algorithmic trading (since 4 Oct 2021)
  • [FCA CF] Client dealing (since 4 Oct 2021)
  • [FCA CF] Material risk taker (4 Oct 2021 to 31 Dec 2021)
• Opeoluwa Adagunodo

  IRN OXA00095

  • [FCA CF] Client dealing (since 18 Nov 2022)
• Orly Sharma

  IRN ORC01005

  • CF30 Customer (1 May 2009 to 12 Feb 2014)
  • CF3 Chief Executive (1 May 2009 to 12 Nov 2012)
  • CF11 Money Laundering Reporting (1 May 2009 to 10 Jun 2010)
  • CF1 Director (1 May 2009 to 12 Feb 2014)
• Ovidiu Dan Sanduleac

  IRN OXS00071

  • [FCA CF] Material risk taker (30 Sep 2021 to 26 Feb 2022)
  • [FCA CF] Algorithmic trading (30 Sep 2021 to 26 Feb 2022)
• Pak Hei Jeffrey Yam

  IRN PXY00034

  • [FCA CF] Algorithmic trading (22 Mar 2023 to 1 Sep 2024)
• Patrick Bevan

  IRN PXB00400

  • [FCA CF] Manager of certification employee (since 9 Jan 2025)
  • [FCA CF] Proprietary trader (since 7 Oct 2021)
  • [FCA CF] Client dealing (since 7 Oct 2021)
  • [FCA CF] Material risk taker (7 Oct 2021 to 31 Dec 2021)
• Patrick Joseph Flanagan

  IRN PXF00084

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Jan 2022)
• Patrick Pavić

  IRN PXP00451

  • [FCA CF] Proprietary trader (since 18 Dec 2025)
  • [FCA CF] Algorithmic trading (since 18 Dec 2025)
• Patrick Walsh

  IRN PXW00408

  • SMF18 Other Overall Responsibility (since 15 Feb 2024)

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