JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexandre Gilbert Gerard Gaio

  IRN AGG01093

  • CF30 Customer (6 Jul 2017 to 8 Dec 2019)
• Alistair Joseph Fleming

  IRN AXF00144

  • [FCA CF] Manager of certification employee (since 1 Sep 2022)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
• Ambroise Marigot

  IRN AXM25378

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • [FCA CF] Client dealing (30 Sep 2020 to 8 May 2023)
  • [FCA CF] Algorithmic trading (30 Sep 2020 to 8 May 2023)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 8 May 2023)
  • CF30 Customer (5 Dec 2019 to 8 Dec 2019)
• Ambrose Mac-Fall

  IRN AXM05251

  • [FCA CF] Proprietary trader (since 3 Apr 2024)
• Ameni Takouri

  IRN AXT00164

  • [FCA CF] Client dealing (11 Nov 2020 to 27 Oct 2025)
  • [FCA CF] Proprietary trader (11 Nov 2020 to 1 Sep 2025)
  • [FCA CF] Material risk taker (11 Nov 2020 to 31 Dec 2021)
• Amy Kadodwala

  IRN AXK00327

  • [FCA CF] Client dealing (1 Sep 2022 to 2 Oct 2023)
  • [FCA CF] Material risk taker (24 May 2021 to 31 Dec 2021)
• Amy Page

  IRN AXP00531

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Proprietary trader (since 9 May 2024)
  • [FCA CF] Client dealing (since 8 Dec 2021)
  • [FCA CF] Material risk taker (8 Dec 2021 to 31 Dec 2021)
• Andrea Sankari

  IRN AXS25330

  • SMF7 Group Entity Senior Manager (since 22 Apr 2020)
• Andreas Alberg

  IRN AXA01349

  • [FCA CF] Algorithmic trading (since 16 Dec 2024)
  • [FCA CF] Proprietary trader (since 16 Dec 2024)
• Andreas Economou

  IRN AXE00287

  • [FCA CF] Algorithmic trading (since 16 Dec 2024)
  • [FCA CF] Client dealing (since 16 Dec 2024)
  • [FCA CF] Proprietary trader (since 16 Dec 2024)

No changes recorded yet.