JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kiran Rebholz

  IRN KXR00329

  • [FCA CF] Algorithmic trading (8 Jan 2024 to 30 Mar 2026)
  • [FCA CF] Proprietary trader (8 Jan 2024 to 30 Mar 2026)
  • [FCA CF] Client dealing (8 Jan 2024 to 30 Mar 2026)
• Konstantins Starovoitovs

  IRN KXS00908

  • [FCA CF] Proprietary trader (since 18 Dec 2025)
  • [FCA CF] Algorithmic trading (since 18 Dec 2025)
• Kornelios O'Sullivan

  IRN KXO00138

  • [FCA CF] Algorithmic trading (since 13 Dec 2023)
• Kristijan Stefanec

  IRN KXS00369

  • [FCA CF] Client dealing (30 Dec 2021 to 1 Sep 2023)
  • [FCA CF] Proprietary trader (30 Dec 2021 to 1 Sep 2023)
  • [FCA CF] Material risk taker (30 Dec 2021 to 31 Dec 2021)
• Kristof Sal

  IRN KXS00165

  • [FCA CF] Client dealing (30 Sep 2021 to 19 Jan 2023)
  • [FCA CF] Proprietary trader (30 Sep 2021 to 19 Jan 2023)
  • [FCA CF] Algorithmic trading (30 Sep 2021 to 19 Jan 2023)
  • [FCA CF] Material risk taker (20 Nov 2020 to 31 Dec 2021)
• Kshitij Sharma

  IRN KXS00906

  • [FCA CF] Algorithmic trading (since 10 Dec 2025)
• Lars Axel Mikael Astrom

  IRN LXA00068

  • [FCA CF] Manager of certification employee (since 1 Sep 2023)
  • [FCA CF] Proprietary trader (since 30 Sep 2021)
  • [FCA CF] Algorithmic trading (since 30 Sep 2021)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
• Laurence Julian Blake

  IRN LJB01089

  • SMF10 Chair of the Risk Committee (since 3 Mar 2025)
  • SMF11 Chair of the Audit Committee (since 5 Jan 2023)
  • SMF4 Chief Risk (9 Dec 2019 to 30 Jun 2022)
  • CF28 Systems and controls (20 Apr 2018 to 8 Dec 2019)
• Laurent Francois Eugene Mazare

  IRN LXM14657

  • [FCA CF] Manager of certification employee (30 Sep 2021 to 30 Jun 2022)
  • [FCA CF] Proprietary trader (30 Sep 2021 to 30 Jun 2022)
  • [FCA CF] Algorithmic trading (30 Sep 2020 to 30 Jun 2022)
  • [FCA CF] Material risk taker (30 Sep 2020 to 30 Jun 2022)
  • CF30 Customer (7 May 2019 to 8 Dec 2019)
• Lawrence Hollom

  IRN LXH00158

  • [FCA CF] Algorithmic trading (30 Sep 2021 to 14 Jan 2022)
  • [FCA CF] Proprietary trader (30 Sep 2021 to 14 Jan 2022)
  • [FCA CF] Material risk taker (1 Dec 2020 to 14 Jan 2022)

No changes recorded yet.