Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 3 Mar 2025)
    • SMF11 Chair of the Audit Committee (since 5 Jan 2023)
    • SMF4 Chief Risk (9 Dec 2019 to 30 Jun 2022)
    • CF28 Systems and controls (20 Apr 2018 to 8 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 8 Mar 2021)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF1 Director (5 Oct 2012 to 25 Jan 2013)
    • CF28 Systems and controls (11 Feb 2010 to 25 Jan 2013)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF28 Systems and controls (11 Feb 2010 to 23 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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