JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ajay Anirudh Neti

  IRN AXN00409

  • [FCA CF] Algorithmic trading (since 7 Jan 2025)
• Albert Yuejun Wu

  IRN AXW08309

  • [FCA CF] Manager of certification employee (30 Jun 2021 to 26 Mar 2025)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 26 Mar 2025)
  • [FCA CF] Algorithmic trading (30 Sep 2020 to 26 Mar 2025)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
• Alessandra Piccinni

  IRN AXP00732

  • [FCA CF] Client dealing (2 Nov 2022 to 13 Sep 2024)
• Alex Watson

  IRN AXW00252

  • [FCA CF] Client dealing (4 May 2021 to 10 Apr 2023)
  • [FCA CF] Proprietary trader (4 May 2021 to 10 Apr 2023)
  • [FCA CF] Algorithmic trading (4 May 2021 to 10 Apr 2023)
  • [FCA CF] Material risk taker (26 Oct 2020 to 31 Dec 2021)
• Alexander Apen

  IRN AXA00988

  • [FCA CF] Client dealing (29 Nov 2023 to 31 Jan 2024)
• Alexander Cartwright

  IRN AXC01203

  • [FCA CF] Proprietary trader (8 Dec 2023 to 24 Mar 2026)
  • [FCA CF] Client dealing (8 Dec 2023 to 1 Sep 2024)
  • [FCA CF] Algorithmic trading (8 Dec 2023 to 24 Mar 2026)
• Alexander James Gordon-Brown

  IRN AJG01385

  • CF30 Customer (6 Dec 2013 to 28 Dec 2017)
• Alexander McIntyre

  IRN AXM00500

  • [FCA CF] Material risk taker (8 Dec 2020 to 31 Dec 2021)
  • [FCA CF] Proprietary trader (8 Dec 2020 to 31 Dec 2021)
  • [FCA CF] Client dealing (8 Dec 2020 to 8 Aug 2023)
• Alexander Woodsford

  IRN AXW01019

  • [FCA CF] Client dealing (16 May 2025 to 7 Jul 2025)
• Alexandra Timofte

  IRN AXT00734

  • [FCA CF] Proprietary trader (since 16 Dec 2024)
  • [FCA CF] Algorithmic trading (since 16 Dec 2024)

No changes recorded yet.