JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Felix James Christopher McPeake

  IRN FJM01100

  • [FCA CF] Proprietary trader (30 Sep 2020 to 28 Feb 2024)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • [FCA CF] Client dealing (30 Sep 2020 to 28 Feb 2024)
  • [FCA CF] Algorithmic trading (30 Sep 2020 to 28 Feb 2024)
  • CF30 Customer (16 Dec 2017 to 8 Dec 2019)
• Filip Bialas

  IRN FXB00045

  • [FCA CF] Algorithmic trading (30 Sep 2021 to 1 Oct 2021)
  • [FCA CF] Proprietary trader (30 Sep 2021 to 1 Oct 2021)
  • [FCA CF] Material risk taker (19 Feb 2021 to 1 Oct 2021)
• Florencia Frans

  IRN FXF00059

  • [FCA CF] Client dealing (2 Jun 2023 to 18 Aug 2024)
• Francesco Barbara

  IRN FXB00251

  • [FCA CF] Algorithmic trading (since 22 Sep 2025)
• Francesco Vigano

  IRN FXV00058

  • [FCA CF] Client dealing (since 6 Dec 2024)
  • [FCA CF] Algorithmic trading (since 6 Dec 2024)
  • [FCA CF] Proprietary trader (since 6 Dec 2024)
• Gabor Debreczeni

  IRN GXD01546

  • CF30 Customer (10 Jan 2013 to 30 Jan 2014)
• Gabor Szarka

  IRN GXS00376

  • [FCA CF] Material risk taker (19 Oct 2021 to 31 Jan 2022)
• Gabriel Elias Ravel

  IRN GXR11976

  • [FCA CF] Manager of certification employee (30 Jun 2021 to 18 Mar 2024)
  • [FCA CF] Algorithmic trading (30 Sep 2020 to 18 Mar 2024)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 18 Mar 2024)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (27 Feb 2019 to 8 Dec 2019)
• Gabriel Pajda

  IRN GXP00283

  • [FCA CF] Proprietary trader (1 Sep 2023 to 3 Jan 2025)
  • [FCA CF] Client dealing (7 Dec 2022 to 3 Jan 2025)
• Gaia Maddalena Racca

  IRN GXR47587

  • [FCA CF] Proprietary trader (since 14 Jan 2025)
  • [FCA CF] Client dealing (since 14 Jan 2025)

No changes recorded yet.