JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ekaterina Waelchli

  IRN EXK00099

  • [FCA CF] Client dealing (since 1 Sep 2022)
  • [FCA CF] Client dealing (18 Nov 2021 to 7 Feb 2022)
  • [FCA CF] Material risk taker (18 Nov 2021 to 31 Dec 2021)
• Elliot Keith Potter

  IRN EXP00002

  • [FCA CF] Algorithmic trading (since 8 Jun 2023)
  • [FCA CF] Proprietary trader (since 8 Jun 2023)
  • [FCA CF] Client dealing (since 8 Jun 2023)
• Emanuele Coccia

  IRN EXC00451

  • [FCA CF] Algorithmic trading (since 8 Oct 2025)
• Emanuele Mastroddi

  IRN EXM01816

  • [FCA CF] Material risk taker (30 Sep 2020 to 10 Dec 2021)
  • [FCA CF] Client dealing (30 Sep 2020 to 10 Dec 2021)
  • CF30 Customer (18 Jan 2016 to 8 Dec 2019)
• Eric Ecklund Stokes

  IRN EES01021

  • CF1 Director (16 Aug 2013 to 10 Jan 2014)
• Eric Tang

  IRN EXT00252

  • [FCA CF] Proprietary trader (since 31 Oct 2025)
  • [FCA CF] Algorithmic trading (since 31 Oct 2025)
• Erik Andreas Mjaanes

  IRN EXM00560

  • [FCA CF] Algorithmic trading (since 6 Jan 2026)
  • [FCA CF] Proprietary trader (since 6 Jan 2026)
  • [FCA CF] Client dealing (since 6 Jan 2026)
• Erik Gustaf Fredrik Tegler

  IRN EXT00263

  • [FCA CF] Proprietary trader (since 20 Apr 2026)
  • [FCA CF] Algorithmic trading (since 20 Apr 2026)
• Fabio Pruneri

  IRN FXP00073

  • [FCA CF] Algorithmic trading (since 1 Sep 2025)
  • [FCA CF] Proprietary trader (since 8 Nov 2022)
  • [FCA CF] Client dealing (since 8 Nov 2022)
  • [FCA CF] Algorithmic trading (8 Nov 2022 to 1 Sep 2023)
• Felix Breton

  IRN FXB00152

  • [FCA CF] Algorithmic trading (18 Jan 2023 to 26 Aug 2023)
  • [FCA CF] Proprietary trader (18 Jan 2023 to 26 Aug 2023)

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