JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dhillon Sunil Varia

  IRN DXV12660

  • [FCA CF] Material risk taker (30 Sep 2020 to 15 Aug 2022)
  • CF30 Customer (16 Mar 2019 to 8 Dec 2019)
• Dinukshi Natasha Ferdinand

  IRN DXF00098

  • SMF18 Other Overall Responsibility (since 5 Jul 2021)
• Dmytro Astapov

  IRN DXA00114

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Jan 2022)
• Dominic Hartley

  IRN HXD01179

  • [FCA CF] Proprietary trader (since 1 Feb 2022)
  • [FCA CF] Client dealing (since 7 Dec 2021)
  • [FCA CF] Material risk taker (12 Jul 2021 to 31 Dec 2021)
• Dominic Hutchinson

  IRN DXH00517

  • [FCA CF] Manager of certification employee (since 17 Mar 2026)
  • [FCA CF] Proprietary trader (since 18 Jan 2022)
  • [FCA CF] Client dealing (since 18 Jan 2022)
  • [FCA CF] Material risk taker (18 Jan 2022 to 30 Sep 2022)
• Douglas Gray

  IRN DXG01863

  • CF30 Customer (19 Nov 2015 to 20 Jan 2018)
• Dylan Richards

  IRN DXR00318

  • [FCA CF] Material risk taker (16 Dec 2021 to 31 Dec 2021)
  • [FCA CF] Client dealing (16 Dec 2021 to 7 Jul 2025)
• Edward Godfrey

  IRN EXG01391

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Jan 2022)
  • CF30 Customer (9 Dec 2015 to 30 May 2017)
• Edward Hilditch

  IRN EXH00370

  • [FCA CF] Algorithmic trading (since 2 Jan 2025)
  • [FCA CF] Proprietary trader (since 2 Jan 2025)
• Edward Robbs

  IRN EXR01302

  • [FCA CF] Proprietary trader (since 1 Jan 2025)
  • [FCA CF] Client dealing (since 1 Jan 2025)
  • [FCA CF] Manager of certification employee (1 Jan 2025 to 1 Sep 2025)
  • [FCA CF] Client dealing (30 Sep 2020 to 12 Feb 2024)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 12 Feb 2024)
  • CF30 Customer (16 Jan 2018 to 8 Dec 2019)

No changes recorded yet.