JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Michael Galkowski

  IRN DMG01125

  • CF3 Chief Executive (23 Apr 2018 to 13 Nov 2019)
  • CF1 Director (11 Feb 2014 to 13 Nov 2019)
  • CF30 Customer (3 Mar 2010 to 25 May 2017)
• David Michael House

  IRN DMH01238

  • SMF18 Other Overall Responsibility (since 7 Sep 2022)
  • SMF3 Executive Director (9 Dec 2019 to 12 Jul 2022)
  • CF1 Director (2 Feb 2018 to 8 Dec 2019)
• David Nagy

  IRN DXN00097

  • [FCA CF] Client dealing (15 Nov 2021 to 19 Jun 2023)
  • [FCA CF] Material risk taker (15 Nov 2021 to 31 Dec 2021)
  • [FCA CF] Proprietary trader (15 Nov 2021 to 19 Jun 2023)
• David Redman

  IRN DXR00552

  • [FCA CF] Client dealing (since 6 Dec 2024)
  • [FCA CF] Proprietary trader (since 6 Dec 2024)
  • [FCA CF] Algorithmic trading (since 6 Dec 2024)
• David Thorp

  IRN DXT00087

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • [FCA CF] Algorithmic trading (30 Sep 2020 to 31 Mar 2023)
• Declan Eamon Groves

  IRN DXG00695

  • [FCA CF] Algorithmic trading (since 2 Mar 2026)
  • [FCA CF] Proprietary trader (since 2 Mar 2026)
  • [FCA CF] Manager of certification employee (since 2 Mar 2026)
• Denitsa Hristova Markova

  IRN DXM00306

  • [FCA CF] Algorithmic trading (since 1 Sep 2022)
  • [FCA CF] Client dealing (since 8 Dec 2020)
  • [FCA CF] Proprietary trader (since 8 Dec 2020)
  • [FCA CF] Material risk taker (8 Dec 2020 to 31 Dec 2021)
• Dennis Jueni

  IRN DXJ00380

  • [FCA CF] Proprietary trader (since 24 Nov 2025)
  • [FCA CF] Algorithmic trading (since 24 Nov 2025)
• Derek Paul O'Brien

  IRN DPO01037

  • [FCA CF] Manager of certification employee (since 1 Sep 2023)
  • [FCA CF] Proprietary trader (since 27 Apr 2021)
  • [FCA CF] Client dealing (27 Apr 2021 to 29 Sep 2021)
  • [FCA CF] Material risk taker (27 Apr 2021 to 31 Dec 2021)
• Devin O’Keefe

  IRN DXO00210

  • [FCA CF] Algorithmic trading (since 16 Dec 2024)
  • [FCA CF] Proprietary trader (since 16 Dec 2024)
  • [FCA CF] Client dealing (since 16 Dec 2024)

No changes recorded yet.