JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel James Willis

  IRN DJW01482

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 30 Sep 2021)
  • CF30 Customer (29 Jun 2017 to 8 Dec 2019)
• Daniel Joshua Schwartz

  IRN DJS01458

  • CF30 Customer (19 May 2011 to 30 Sep 2013)
• Daniel Loughran

  IRN DXL00249

  • [FCA CF] Material risk taker (30 Sep 2021 to 31 Dec 2021)
  • [FCA CF] Client dealing (30 Sep 2021 to 24 Jun 2024)
  • [FCA CF] Proprietary trader (30 Sep 2021 to 24 Jun 2024)
  • [FCA CF] Algorithmic trading (30 Sep 2021 to 24 Jun 2024)
• Daniel Peek

  IRN DXP25587

  • SMF7 Group Entity Senior Manager (since 13 Mar 2020)
• Daniel Richman

  IRN DXR00159

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Jan 2022)
• Daniel Thomas Steven Philip

  IRN DTP01026

  • [FCA CF] Proprietary trader (since 13 Nov 2024)
  • [FCA CF] Manager of certification employee (since 1 Sep 2022)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
• David Anthony Proctor

  IRN DAP01113

  • CF2 Non Executive Director (1 May 2009 to 8 Jan 2013)
• David Eric Karp

  IRN DEK01046

  • CF30 Customer (10 May 2013 to 28 Dec 2015)
• David Felce

  IRN DXF00248

  • [FCA CF] Proprietary trader (since 15 Dec 2022)
  • [FCA CF] Algorithmic trading (since 15 Dec 2022)
  • [FCA CF] Client dealing (since 15 Dec 2022)
• David Loren Marius Manda

  IRN DXM00308

  • [FCA CF] Client dealing (18 Jan 2021 to 25 Feb 2022)
  • [FCA CF] Material risk taker (18 Jan 2021 to 25 Feb 2022)

No changes recorded yet.