Date authorised
1 April 2013
Companies House
04773695
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Paul James Hennessy

    IRN JPH01206

    • CF28 Systems and controls (1 Nov 2007 to 10 Mar 2010)
    • CF14 Risk Assessment (21 Nov 2006 to 31 Oct 2007)
  • John Paul McAnulty

    IRN JXM01249

    • [FCA CF] Significant management (14 Nov 2022 to 18 Dec 2023)
  • John Stanley Way

    IRN JSW01102

    • CF15 Internal Audit (16 Jan 2004 to 17 Jun 2005)
  • Jonpaul Miller

    IRN JXM36944

    • [FCA CF] Significant management (21 Mar 2022 to 31 Jan 2024)
  • Jorge De La Vega Martinez- Atienza

    IRN JXD01690

    • CF28 Systems and controls (1 Nov 2007 to 10 Mar 2010)
    • CF15 Internal Audit (16 Jun 2005 to 31 Oct 2007)
  • Judith Davidson

    IRN JXD02017

    • SMF13 Chair of the Nominations Committee (16 Dec 2022 to 9 May 2024)
    • SMF12 Chair of the Remuneration Committee (16 Dec 2022 to 9 May 2024)
  • Julia Warrack

    IRN JXW02639

    • CF1 Director (1 Feb 2018 to 30 Nov 2018)
  • Julie Mary Baxter

    IRN JXB00955

    • [FCA CF] Significant management (24 Sep 2025 to 27 Feb 2026)
  • Justin James Edwin Purkis

    IRN JJP01097

    • CF28 Systems and controls (4 Feb 2015 to 28 Feb 2019)
  • Kathryn Elizabeth Purves

    IRN KXP01420

    • SMF14 Senior Independent Director (25 Oct 2022 to 7 Jun 2024)
    • SMF10 Chair of the Risk Committee (10 Jun 2022 to 7 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Jun 2022)
    • CF2 Non Executive Director (14 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.