James Hallam Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
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Complaints Contact
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Michael Stevens
IRN RXS00651
- CF1 Director (AR) (10 Feb 2022 to 15 May 2025)
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Richard Norman Newbury
IRN RNN00002
- CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)
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Richard Wakefield
IRN RDW00027
- CF30 Customer (1 Nov 2007 to 28 Aug 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Robert Benjamin Wheater
IRN RXW00165
- [FCA CF] Significant management (1 Feb 2021 to 30 Jan 2025)
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Robert Vernon Allinson
IRN RVA01003
- CF1 Director (AR) (24 Apr 2017 to 4 Sep 2023)
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Robert William Marshall
IRN RXM00993
- [FCA CF] Manager of certification employee (since 5 Feb 2025)
- [FCA CF] Significant management (since 1 Mar 2024)
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Roy Standish
IRN RXS00597
- SMF3 Executive Director (since 12 Mar 2024)
- [FCA CF] Significant management (1 Feb 2022 to 12 Mar 2024)
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Sandeep Kaur Gill
IRN SKG01072
- CF1 Director (AR) (7 Jun 2021 to 3 Mar 2025)
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Sara Louise Powell
IRN SLP01080
- CF4 Partner (AR) (6 Sep 2016 to 2 Feb 2017)
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Stephen George Foster
IRN SGF01045
- CF1 Director (AR) (19 Apr 2018 to 18 May 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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PLUS Stock Exchange plc (no longer appointed)
FRN 578322 · Appointed 26 Mar 2012 · Until 11 Apr 2012
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Educate Schools Service Limited (no longer appointed)
FRN 578288 · Appointed 26 Mar 2012 · Until 9 Aug 2012
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Specialist Schools and Academies Trust (no longer appointed)
FRN 577490 · Appointed 16 Mar 2012 · Until 28 May 2012
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FORMULA PURCHASING LIMITED (no longer appointed)
FRN 572385 · Appointed 10 Jan 2012 · Until 18 Feb 2022
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Variety, The Children's Charity (no longer appointed)
FRN 491815 · Appointed 24 Nov 2008 · Until 14 Apr 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.