James Hallam Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
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Complaints Contact
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jane Catherine Philp
IRN JCP01170
- CF2 Non Executive Director (AR) (25 Jan 2017 to 10 Feb 2020)
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Jane Louise Musgrove
IRN JLM01206
- CF1 Director (AR) (13 Nov 2017 to 10 Jun 2021)
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Jason Grant Dienaar
IRN JGD01096
- CF4 Partner (AR) (6 Sep 2013 to 30 Sep 2013)
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Jeremy Michael Charles
IRN JMC01258
- CF1 Director (AR) (14 Aug 2015 to 30 Jan 2019)
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Jeremy Roger Cole Spencer
IRN JRS00049
- CF1 Director (1 Dec 2001 to 12 Oct 2005)
- CF21 Investment Adviser (1 Dec 2001 to 26 Dec 2005)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 26 Dec 2005)
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John Ashley Cole
IRN JAC00013
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
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John Dougherty
IRN JXD00242
- [FCA CF] Significant management (since 1 Feb 2021)
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Jonathan Ian Werth
IRN JIW01014
- CF4 Partner (AR) (6 Sep 2013 to 30 Sep 2013)
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Jonathan Nottingham
IRN JXN01571
- [FCA CF] Manager of certification employee (since 21 Jan 2025)
- [FCA CF] Significant management (since 21 Jan 2025)
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Jonathan Timothy Redshaw
IRN JTR01038
- CF4 Partner (AR) (1 Aug 2016 to 2 Feb 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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PLUS Stock Exchange plc (no longer appointed)
FRN 578322 · Appointed 26 Mar 2012 · Until 11 Apr 2012
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Educate Schools Service Limited (no longer appointed)
FRN 578288 · Appointed 26 Mar 2012 · Until 9 Aug 2012
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Specialist Schools and Academies Trust (no longer appointed)
FRN 577490 · Appointed 16 Mar 2012 · Until 28 May 2012
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FORMULA PURCHASING LIMITED (no longer appointed)
FRN 572385 · Appointed 10 Jan 2012 · Until 18 Feb 2022
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Variety, The Children's Charity (no longer appointed)
FRN 491815 · Appointed 24 Nov 2008 · Until 14 Apr 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.