James Hallam Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
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Complaints Contact
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Craig John McDermid
IRN CJM01198
- CF1 Director (AR) (17 Jan 2024 to 13 Feb 2025)
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Craig Rankin Eason
IRN CRE01032
- CF1 Director (AR) (21 Apr 2017 to 15 Apr 2019)
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DORIAN Zanker
IRN DXZ01017
- CF1 Director (AR) (since 25 Jul 2025)
- CF2 Non Executive Director (AR) (10 Nov 2021 to 25 Jul 2025)
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David Allori
IRN DXA01486
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (15 Feb 2022 to 13 Jun 2024)
- CF1 Director (22 Feb 2011 to 8 Dec 2019)
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David Jonathan Mangan
IRN DJM01630
- CF1 Director (AR) (11 Jun 2014 to 31 Mar 2024)
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David Thomas Noble
IRN DTN01013
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (21 Feb 2011 to 8 Dec 2019)
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Derek Rodney Parkins
IRN DRP00033
- CF13 Finance (1 Dec 2001 to 1 Jan 2004)
- CF21 Investment Adviser (1 Dec 2001 to 12 Oct 2004)
- CF15 Internal Audit (1 Dec 2001 to 1 Jan 2004)
- CF14 Risk Assessment (1 Dec 2001 to 16 Mar 2004)
- CF10 Compliance Oversight (1 Dec 2001 to 16 Mar 2004)
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Diana Bratt
IRN DXB02165
- SMF3 Executive Director (9 Dec 2019 to 1 Oct 2025)
- CF1 Director (26 Jan 2012 to 8 Dec 2019)
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Diane Maria Fletcher
IRN DMF01090
- CF1 Director (AR) (16 Jan 2015 to 21 Jan 2020)
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Georgina Catherine Leelodharry
IRN GCL01033
- CF1 Director (AR) (since 24 Jun 2020)
- CF5 Director of Unincorporated Association (AR) (13 Jul 2016 to 25 Jun 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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PLUS Stock Exchange plc (no longer appointed)
FRN 578322 · Appointed 26 Mar 2012 · Until 11 Apr 2012
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Educate Schools Service Limited (no longer appointed)
FRN 578288 · Appointed 26 Mar 2012 · Until 9 Aug 2012
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Specialist Schools and Academies Trust (no longer appointed)
FRN 577490 · Appointed 16 Mar 2012 · Until 28 May 2012
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FORMULA PURCHASING LIMITED (no longer appointed)
FRN 572385 · Appointed 10 Jan 2012 · Until 18 Feb 2022
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Variety, The Children's Charity (no longer appointed)
FRN 491815 · Appointed 24 Nov 2008 · Until 14 Apr 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.