James Hallam Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
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Complaints Contact
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Brian John Bendle
IRN BJB00036
- CF3 Chief Executive (AR) (21 Aug 2020 to 29 Sep 2023)
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Brian Raymond Gannon
IRN BRG00007
- CF30 Customer (1 Nov 2007 to 12 Feb 2010)
- CF21 Investment Adviser (15 Dec 2005 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (15 Dec 2005 to 31 Oct 2007)
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Charlotte April Winder
IRN CXW00167
- [FCA CF] Significant management (since 1 Feb 2021)
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Christopher John Methley
IRN CJM01438
- CF1 Director (AR) (1 Jul 2017 to 7 May 2020)
- CF30 Customer (28 Oct 2014 to 3 Jul 2017)
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Christopher Michael Fraser Tosh
IRN CMT01077
- CF1 Director (AR) (9 Sep 2020 to 13 Feb 2025)
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Christopher Mills
IRN CXM00158
- CF1 Director (1 Dec 2001 to 10 Jan 2003)
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Claire Stevens
IRN CXS00535
- CF1 Director (AR) (10 Feb 2022 to 15 May 2025)
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Clare Louise Kerr
IRN CXK00080
- [FCA CF] Significant management (since 27 Mar 2023)
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Colin Davison
IRN CXD01300
- CF1 Director (AR) (23 Jul 2021 to 7 Apr 2023)
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Colin Ord
IRN CXO01310
- CF1 Director (AR) (21 Jun 2016 to 10 Jun 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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PLUS Stock Exchange plc (no longer appointed)
FRN 578322 · Appointed 26 Mar 2012 · Until 11 Apr 2012
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Educate Schools Service Limited (no longer appointed)
FRN 578288 · Appointed 26 Mar 2012 · Until 9 Aug 2012
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Specialist Schools and Academies Trust (no longer appointed)
FRN 577490 · Appointed 16 Mar 2012 · Until 28 May 2012
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FORMULA PURCHASING LIMITED (no longer appointed)
FRN 572385 · Appointed 10 Jan 2012 · Until 18 Feb 2022
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Variety, The Children's Charity (no longer appointed)
FRN 491815 · Appointed 24 Nov 2008 · Until 14 Apr 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.