Date authorised
1 April 2013
Companies House
01632840
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    2 Minster Court
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442079777888
  • Complaints Contact

    10th Floor
    2 Minster Court
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442079777888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Craig John McDermid

    IRN CJM01198

    • CF1 Director (AR) (17 Jan 2024 to 13 Feb 2025)
  • Craig Rankin Eason

    IRN CRE01032

    • CF1 Director (AR) (21 Apr 2017 to 15 Apr 2019)
  • DORIAN Zanker

    IRN DXZ01017

    • CF1 Director (AR) (since 25 Jul 2025)
    • CF2 Non Executive Director (AR) (10 Nov 2021 to 25 Jul 2025)
  • David Allori

    IRN DXA01486

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (15 Feb 2022 to 13 Jun 2024)
    • CF1 Director (22 Feb 2011 to 8 Dec 2019)
  • David Jonathan Mangan

    IRN DJM01630

    • CF1 Director (AR) (11 Jun 2014 to 31 Mar 2024)
  • David Thomas Noble

    IRN DTN01013

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (21 Feb 2011 to 8 Dec 2019)
  • Derek Rodney Parkins

    IRN DRP00033

    • CF13 Finance (1 Dec 2001 to 1 Jan 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Oct 2004)
    • CF15 Internal Audit (1 Dec 2001 to 1 Jan 2004)
    • CF14 Risk Assessment (1 Dec 2001 to 16 Mar 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 16 Mar 2004)
  • Diana Bratt

    IRN DXB02165

    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2025)
    • CF1 Director (26 Jan 2012 to 8 Dec 2019)
  • Diane Maria Fletcher

    IRN DMF01090

    • CF1 Director (AR) (16 Jan 2015 to 21 Jan 2020)
  • Georgina Catherine Leelodharry

    IRN GCL01033

    • CF1 Director (AR) (since 24 Jun 2020)
    • CF5 Director of Unincorporated Association (AR) (13 Jul 2016 to 25 Jun 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.