James Hallam Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
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Complaints Contact
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Michael Stevens
IRN RXS00651
- CF1 Director (AR) (10 Feb 2022 to 15 May 2025)
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Richard Norman Newbury
IRN RNN00002
- CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)
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Richard Wakefield
IRN RDW00027
- CF30 Customer (1 Nov 2007 to 28 Aug 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Robert Benjamin Wheater
IRN RXW00165
- [FCA CF] Significant management (1 Feb 2021 to 30 Jan 2025)
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Robert Vernon Allinson
IRN RVA01003
- CF1 Director (AR) (24 Apr 2017 to 4 Sep 2023)
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Robert William Marshall
IRN RXM00993
- [FCA CF] Manager of certification employee (since 5 Feb 2025)
- [FCA CF] Significant management (since 1 Mar 2024)
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Roy Standish
IRN RXS00597
- SMF3 Executive Director (since 12 Mar 2024)
- [FCA CF] Significant management (1 Feb 2022 to 12 Mar 2024)
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Sandeep Kaur Gill
IRN SKG01072
- CF1 Director (AR) (7 Jun 2021 to 3 Mar 2025)
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Sara Louise Powell
IRN SLP01080
- CF4 Partner (AR) (6 Sep 2016 to 2 Feb 2017)
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Stephen George Foster
IRN SGF01045
- CF1 Director (AR) (19 Apr 2018 to 18 May 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Business Partners Financial & Management Services Limited (no longer appointed)
FRN 766956 · Appointed 12 Dec 2016 · Until 23 Dec 2021
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Dove Asset Management Limited (no longer appointed)
FRN 766527 · Appointed 7 Dec 2016 · Until 23 Aug 2021
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Association of Air Ambulances Ltd (no longer appointed)
FRN 765886 · Appointed 30 Nov 2016 · Until 4 Nov 2021
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Douglas Dickson (Property Management) Limited (no longer appointed)
FRN 587588 · Appointed 10 Jun 2016 · Until 9 Sep 2021
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James Hallam Corporate Risks LLP (no longer appointed)
FRN 725998 · Appointed 18 Nov 2015 · Until 6 Feb 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.