Date authorised
1 April 2013
Companies House
01632840
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    2 Minster Court
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442079777888
  • Complaints Contact

    10th Floor
    2 Minster Court
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442079777888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Georgina Louise Burrows

    IRN GLB01087

    • CF1 Director (AR) (2 Jun 2021 to 3 Mar 2025)
  • Graham Donald Cook

    IRN GDC01085

    • CF1 Director (AR) (since 1 Nov 2013)
  • Graham Whyatt

    IRN GXW01333

    • [FCA CF] Significant management (1 Feb 2021 to 2 Jan 2024)
  • Harbinder Rana

    IRN HXR00028

    • CF30 Customer (1 Nov 2007 to 28 Aug 2014)
    • CF24 Pension Transfer Specialist (13 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
  • Harpal Singh Matharu

    IRN HSM01036

    • CF1 Director (AR) (6 Aug 2012 to 7 Sep 2016)
  • Howard Ian Fryer

    IRN HIF01000

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (2 Oct 2023 to 3 Oct 2024)
    • CF1 Director (18 Jul 2016 to 8 Dec 2019)
    • CF4 Partner (AR) (1 Dec 2015 to 2 Feb 2017)
  • Ian Frank Buckle

    IRN IFB00001

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF22 Investment Adviser (Trainee) (19 Jul 2006 to 31 Oct 2007)
  • Insiyah Yakubali Davenport

    IRN IYA01000

    • CF10 Compliance Oversight (9 Mar 2004 to 16 Apr 2007)
  • James Alan Turner

    IRN JAT00033

    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Apr 2007)
    • CF1 Director (1 Dec 2001 to 2 Dec 2010)
    • CF3 Chief Executive (1 Dec 2001 to 3 Jan 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • James Atkinson Hart

    IRN JAH01330

    • CF1 Director (AR) (18 Apr 2016 to 3 Apr 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.