James Hallam Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
-
Complaints Contact
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Credit Brokering
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Richard Michael Stevens
IRN RXS00651
- CF1 Director (AR) (10 Feb 2022 to 15 May 2025)
-
Richard Norman Newbury
IRN RNN00002
- CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)
-
Richard Wakefield
IRN RDW00027
- CF30 Customer (1 Nov 2007 to 28 Aug 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
Robert Benjamin Wheater
IRN RXW00165
- [FCA CF] Significant management (1 Feb 2021 to 30 Jan 2025)
-
Robert Vernon Allinson
IRN RVA01003
- CF1 Director (AR) (24 Apr 2017 to 4 Sep 2023)
-
Robert William Marshall
IRN RXM00993
- [FCA CF] Manager of certification employee (since 5 Feb 2025)
- [FCA CF] Significant management (since 1 Mar 2024)
-
Roy Standish
IRN RXS00597
- SMF3 Executive Director (since 12 Mar 2024)
- [FCA CF] Significant management (1 Feb 2022 to 12 Mar 2024)
-
Sandeep Kaur Gill
IRN SKG01072
- CF1 Director (AR) (7 Jun 2021 to 3 Mar 2025)
-
Sara Louise Powell
IRN SLP01080
- CF4 Partner (AR) (6 Sep 2016 to 2 Feb 2017)
-
Stephen George Foster
IRN SGF01045
- CF1 Director (AR) (19 Apr 2018 to 18 May 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
CSB Business Advisory Services Ltd (no longer appointed)
FRN 843208 · Appointed 31 May 2019 · Until 8 Jun 2021
-
Blackford Group Limited (no longer appointed)
FRN 831508 · Appointed 22 Jan 2019 · Until 21 Jul 2025
-
Smarter Business Limited (no longer appointed)
FRN 830816 · Appointed 14 Jan 2019 · Until 10 May 2021
-
Korea Motorsport Bridge Co Ltd (no longer appointed)
FRN 813922 · Appointed 13 Jul 2018 · Until 1 May 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.