Date authorised
1 April 2013
Companies House
01632840
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    2 Minster Court
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442079777888
  • Complaints Contact

    10th Floor
    2 Minster Court
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442079777888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver Valentine Thorne

    IRN OXT00004

    • SMF1 Chief Executive (since 21 Nov 2025)
    • Responsible for Insurance Distribution (since 21 Nov 2025)
  • Oliver Valery Anthony Wharmby

    IRN OXW81057

    • CF1 Director (AR) (1 Jun 2020 to 29 Sep 2023)
  • Paul Andrew Turner

    IRN PAT00057

    • SMF9 Chair of the Governing Body (since 24 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (9 Feb 2015 to 30 Jun 2021)
    • CF10 Compliance Oversight (16 Apr 2007 to 8 Jun 2016)
    • CF8 Apportionment and Oversight (15 Mar 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (15 Mar 2007 to 8 Jun 2016)
    • CF3 Chief Executive (6 Jan 2006 to 8 Jun 2016)
    • CF1 Director (1 Dec 2001 to 6 Jan 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2004)
  • Paul Anthony Anscombe

    IRN PAA01069

    • SMF1 Chief Executive (9 Dec 2019 to 1 Nov 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2025)
    • Responsible for Insurance Mediation (8 Jun 2016 to 30 Sep 2018)
    • CF10 Compliance Oversight (8 Jun 2016 to 20 Jul 2017)
    • CF3 Chief Executive (8 Jun 2016 to 8 Dec 2019)
    • CF1 Director (AR) (4 Feb 2015 to 30 Jun 2021)
    • CF1 Director (25 Oct 2004 to 8 Jun 2016)
  • Paul Anthony Trainor

    IRN PAT01130

    • [FCA CF] Significant management (since 1 Feb 2022)
  • Paul Bell

    IRN PXB01685

    • CF1 Director (AR) (5 Dec 2023 to 22 Feb 2024)
  • Paul Kenneth William Biden

    IRN PXB00216

    • [FCA CF] Significant management (1 Feb 2021 to 5 Jan 2023)
  • Paul William Carter

    IRN PXC00310

    • CF1 Director (AR) (since 25 May 2021)
  • Peter Edward Stevenson

    IRN PXS00395

    • CF1 Director (AR) (27 Jul 2021 to 13 Jun 2024)
  • Richard Alistair Stringer

    IRN RAS00082

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 13 Jun 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 13 Jun 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.