J. Safra Sarasin Asset Management (Europe) Ltd

• Principal Place of Business

  47 Berkeley Square

  London

  W1J 5AU

  UNITED KINGDOM

  Phone

  +442039649000

• Complaints Contact

  47 Berkeley Square

  London

  W1J 5AU

  UNITED KINGDOM

  Phone

  +442039649000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael MONTEBAUR

  IRN MXM04291

  • [FCA CF] Significant management (since 7 Nov 2023)
  • [FCA CF] Manager of certification employee (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • CF30 Customer (18 Nov 2017 to 8 Dec 2019)
• Oliver Abraham Cartade

  IRN OAC01005

  • [FCA CF] Client dealing (since 4 Mar 2022)
  • SMF3 Executive Director (since 14 Dec 2021)
  • SMF19 Head of Overseas Branch/Head of Overseas (9 Dec 2019 to 21 Oct 2021)
  • CF3 Chief Executive (5 Dec 2011 to 8 Dec 2019)
• Paul Richard Ellis

  IRN PRE01041

  • CF11 Money Laundering Reporting (5 Dec 2011 to 4 Jul 2014)
  • CF10 Compliance Oversight (5 Dec 2011 to 4 Jul 2014)
• Philippe Sassoon

  IRN PXS00452

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
• Rajal Patel

  IRN RBP01013

  • CF28 Systems and controls (5 Dec 2011 to 18 Nov 2014)
• Reza Vahabzadeh

  IRN RXV36858

  • [FCA CF] Client dealing (since 6 Nov 2023)
  • [FCA CF] Significant management (since 7 Nov 2022)
• Roy Mark Clinton

  IRN RMC01150

  • CF1 Director (5 Dec 2011 to 28 Sep 2015)
• Sascha Knobloch

  IRN SXK00405

  • SMF19 Head of Overseas Branch/Head of Overseas (since 4 Apr 2022)
  • [FCA CF] Significant management (since 1 Jan 2020)
  • [FCA CF] Manager of certification employee (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
• Stella Cohen

  IRN SXC00699

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2022)
• Stuart John Andrew McQuaid

  IRN SJM01478

  • CF30 Customer (5 Dec 2011 to 16 Nov 2012)

No changes recorded yet.