Date authorised
1 April 2013
Companies House
OC360975
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 HILL STREET
    LONDON
    W1J 5NG
    UNITED KINGDOM
    Phone
    +442039766215
  • Complaints Contact

    8 HILL STREET
    LONDON
    W1J 5NG
    UNITED KINGDOM
    Phone
    +442039766215

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Laszlo Hill

    IRN JLH01077

    • CF30 Customer (6 Nov 2012 to 1 May 2014)
  • John Rupert Crassweller Hill

    IRN JRH01121

    • [FCA CF] Client dealing (since 1 Feb 2024)
  • John Wren

    IRN JXW02151

    • CF30 Customer (1 Dec 2011 to 25 Mar 2013)
  • Jonathan Philip Pryce Goodwin

    IRN JPG01063

    • SMF16 Compliance Oversight (since 24 Oct 2025)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (AR) (14 Sep 2018 to 2 Jan 2023)
    • CF3 Chief Executive (16 Sep 2011 to 8 Dec 2019)
    • CF30 Customer (16 Sep 2011 to 2 Jan 2023)
    • CF4 Partner (16 Sep 2011 to 8 Dec 2019)
  • Juan Felipe Tunnell

    IRN JFT01057

    • CF30 Customer (24 Nov 2015 to 31 Oct 2017)
  • Julian Charles Desmond Culhane

    IRN JCC01104

    • CF30 Customer (since 5 Aug 2024)
    • CF1 Director (AR) (since 5 Aug 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Jul 2023)
    • SMF27 Partner (9 Dec 2019 to 4 Jul 2023)
    • CF1 Director (AR) (14 Sep 2018 to 4 Jul 2023)
    • CF4 Partner (5 Jan 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Sep 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Sep 2011 to 24 Feb 2015)
    • CF30 Customer (16 Sep 2011 to 4 Jul 2023)
    • CF29 Significant management (16 Sep 2011 to 8 Feb 2016)
    • CF11 Money Laundering Reporting (16 Sep 2011 to 8 Dec 2019)
  • Ludvig Mattsson

    IRN LXM02018

    • [FCA CF] Client dealing (since 15 Oct 2025)
    • CF30 Customer (13 Dec 2016 to 2 Jan 2023)
  • Mansahib Chadha

    IRN MXC02657

    • CF30 Customer (7 Sep 2016 to 2 Jan 2023)
  • Mario Zaccaria Carlo Ortelli

    IRN MZO01002

    • CF30 Customer (since 6 Aug 2024)
    • CF1 Director (AR) (since 6 Aug 2024)
  • Matthew Edgar Patrick King

    IRN MEK01052

    • CF30 Customer (17 Oct 2016 to 2 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.