J & E Davy (UK) Limited

• Principal Place of Business

  Donegall House

  7 Donegall Square North

  Belfast

  County Antrim

  BT1 5GB

  UNITED KINGDOM

  Phone

  +442890310655

  Web

  https://www.davyuk.co.uk

• Complaints Contact

  Davy

  Donegall House

  7 Donegall Square North

  Belfast

  Northern Ireland

  BT1 5GB

  UNITED KINGDOM

  Phone

  +442890310655

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ivan Murphy

  IRN IXM30869

  • [FCA CF] Material risk taker (since 3 Apr 2025)
• Ivor John Thomas Sampson

  IRN IJS00010

  • CF30 Customer (1 Nov 2007 to 29 Feb 2016)
  • CF21 Investment Adviser (31 Jan 2002 to 31 Oct 2007)
• James Green Baker

  IRN JGB00006

  • CF30 Customer (1 Nov 2007 to 4 Mar 2011)
  • CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
• James Robert Norman

  IRN JRN01047

  • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
• James Turley

  IRN JXT00743

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Nov 2024)
  • [FCA CF] Client dealing (since 21 Nov 2024)
• Janet Gaynor Barnes

  IRN JGB00016

  • CF30 Customer (1 Nov 2007 to 17 May 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jason Tohill

  IRN JXT02022

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Sep 2016 to 8 Dec 2019)
• Jeremy Eakin Kyle

  IRN JEK00015

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Nov 2002)
• Joanne Donald

  IRN JXD01003

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 10 Mar 2025)
• Jonathan Timothy McAlpine

  IRN JTM01061

  • CF4 Partner (AR) (16 Nov 2010 to 30 Nov 2014)
  • CF30 Customer (1 Nov 2007 to 31 Oct 2018)
  • CF21 Investment Adviser (12 Feb 2007 to 31 Oct 2007)
  • CF1 Director (12 Feb 2007 to 31 Oct 2018)

• PFC Pension Administration Ltd (no longer appointed)

  FRN 610679 · Appointed 21 Nov 2013 · Until 29 Jan 2016

• PFC 2 Ltd (no longer appointed)

  FRN 610533 · Appointed 19 Nov 2013 · Until 29 Jan 2016

• PFC Professional Partners LLP (no longer appointed)

  FRN 531830 · Appointed 17 Sep 2010 · Until 21 Apr 2015

No changes recorded yet.