J D Williams & Company Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Sarah Katherine Nichol
IRN SXN00085
- [FCA CF] Significant management (4 Jan 2021 to 3 Jul 2023)
Sarah Victoria Welsh
IRN SXW86784
- SMF3 Executive Director (22 Sep 2020 to 22 Nov 2023)
Shaun Marcus Temple Brown
IRN SXT17139
- SMF5 Head of Internal Audit (30 Apr 2021 to 20 Sep 2022)
Stephen Johnson
IRN SXJ01387
- SMF3 Executive Director (9 Dec 2019 to 13 May 2025)
- SMF1 Chief Executive (9 Dec 2019 to 25 Mar 2026)
- CF3 Chief Executive (15 Oct 2018 to 8 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 25 Oct 2018)
- CF11 Money Laundering Reporting (22 Mar 2017 to 15 Oct 2018)
- Responsible for Insurance Mediation (21 Sep 2016 to 30 Sep 2018)
- CF1 Director (21 Sep 2016 to 8 Dec 2019)
Stephen Prendergast
IRN SXP00708
- [FCA CF] Significant management (8 Dec 2022 to 14 Feb 2023)
Stuart Daniels
IRN SXD06885
- CF1 Director (25 Oct 2018 to 18 Jun 2019)
Stuart Johnson
IRN SXJ00133
- [FCA CF] Significant management (since 18 May 2021)
Tami Helen Hargreaves
IRN TXH24563
- SMF24 Chief Operations (18 Feb 2020 to 28 Feb 2020)
Theresa Marie Casey
IRN TXC24557
- SMF3 Executive Director (20 Feb 2020 to 28 Oct 2021)
Timothy Austin Mark Price
IRN TXP00045
- [FCA CF] Significant management (since 15 Dec 2020)

Smaller firms operating under this firm's FCA authorisation.

Oxendale & Company Limited (no longer appointed)
FRN 404780 · Appointed 14 Jan 2005 · Until 7 Dec 2012
Oxendale & Company Ltd (no longer appointed)
FRN 405086 · Appointed 14 Jan 2005 · Until 7 Jun 2012
Postal Traders' Credit Agency Limited (no longer appointed)
FRN 415992 · Appointed 14 Jan 2005 · Until 24 Mar 2014
Reliable Collections Limited (no longer appointed)
FRN 415993 · Appointed 14 Jan 2005 · Until 24 Mar 2014
Sander & Kay Limited (no longer appointed)
FRN 404782 · Appointed 14 Jan 2005 · Until 7 Dec 2012
Sartor Limited (no longer appointed)
FRN 405082 · Appointed 14 Jan 2005 · Until 7 Dec 2012
The Value Catalogue Limited (no longer appointed)
FRN 405081 · Appointed 14 Jan 2005 · Until 7 Dec 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.