Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J D Williams & Company Limited (no longer approved here)

    FRN 311618

    • SMF3 Executive Director (9 Dec 2019 to 13 May 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 25 Mar 2026)
    • CF3 Chief Executive (15 Oct 2018 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Oct 2018)
    • CF11 Money Laundering Reporting (22 Mar 2017 to 15 Oct 2018)
    • CF1 Director (21 Sep 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (21 Sep 2016 to 30 Sep 2018)
  • Shop Direct Finance Company Limited (no longer approved here)

    FRN 312190

    • CF1 Director (13 Jan 2012 to 3 Feb 2016)
  • Sainsbury's Bank Plc (no longer approved here)

    FRN 184514

    • (299)CF29 Significant management (16 Mar 2009 to 1 Dec 2011)
    • (298)Responsible for Insurance Mediation (16 Mar 2009 to 16 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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