J D Williams & Company Limited

Date authorised
1 April 2013
Companies House
00178367
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Griffin House
    40 Lever Street
    Manchester
    Greater Manchester
    M60 6ES
    UNITED KINGDOM
    Phone
    +4403450719018
    Web
    https://www.jdwilliams.co.uk

  • Complaints Contact

    Griffin House
    40 Lever Street
    Manchester
    Greater Manchester
    M60 6ES
    UNITED KINGDOM
    Phone
    +4403450719018

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Dominic Appleton

    IRN PDA01091

    • SMF2 Chief Finance (since 19 Jun 2023)
    • SMF3 Executive Director (19 Jun 2023 to 13 May 2025)
  • Pippa Jane Dutton

    IRN PJD01184

    • Responsible for Insurance Mediation (1 May 2015 to 26 Oct 2015)
    • CF29 Significant management (1 Nov 2007 to 26 Oct 2015)
    • CF11 Money Laundering Reporting (22 May 2006 to 26 Oct 2015)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Rachel Claire Izzard

    IRN RXI86910

    • SMF3 Executive Director (24 Nov 2020 to 7 Jun 2023)
    • SMF2 Chief Finance (24 Nov 2020 to 7 Jun 2023)
  • Ralph Eric Tucker

    IRN RXT24568

    • SMF3 Executive Director (7 Mar 2020 to 12 Mar 2020)
  • Richard John Rolls

    IRN RJR01143

    • SMF4 Chief Risk (1 Oct 2021 to 30 Apr 2025)
    • SMF16 Compliance Oversight (1 Oct 2021 to 30 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2021 to 30 Apr 2025)
  • Ronald McMillan

    IRN RXM24555

    • SMF9 Chair of the Governing Body (25 Sep 2021 to 30 May 2024)
    • SMF13 Chair of the Nominations Committee (25 Sep 2021 to 30 May 2024)
    • SMF10 Chair of the Risk Committee (15 Feb 2020 to 25 Sep 2021)
    • SMF11 Chair of the Audit Committee (15 Feb 2020 to 25 Sep 2021)
    • SMF14 Senior Independent Director (15 Feb 2020 to 25 Sep 2021)
  • Russell Alexander Williams

    IRN RXW00176

    • [FCA CF] Significant management (16 Feb 2021 to 27 Aug 2021)
  • Samantha Smith

    IRN SXS01787

    • [FCA CF] Significant management (17 Jul 2023 to 3 Nov 2025)
  • Samuel Walker

    IRN SXW00846

    • [FCA CF] Significant management (22 Dec 2023 to 3 Nov 2025)
  • Sarah Brown

    IRN SXB00294

    • [FCA CF] Significant management (4 Dec 2020 to 16 Sep 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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