Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J D Williams & Company Limited (no longer approved here)

    FRN 311618

    • Responsible for Insurance Mediation (1 May 2015 to 26 Oct 2015)
    • CF29 Significant management (1 Nov 2007 to 26 Oct 2015)
    • CF11 Money Laundering Reporting (22 May 2006 to 26 Oct 2015)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.