ITI Capital Limited

• Principal Place of Business

  38 Threadneedle Street

  Level 3

  London

  EC2R 8AY

  UNITED KINGDOM

  Phone

  +4402075628000

  Web

  https://www.iticapital.com

• Complaints Contact

  38 Threadneedle Street

  Level 3

  London

  EC2R 8AY

  UNITED KINGDOM

  Phone

  +4402075628000

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Hobson

  IRN SXH01825

  • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
  • CF26 Customer Trading (7 Mar 2007 to 31 Oct 2007)
• Stephen Kelso

  IRN SXK01175

  • [FCA CF] Client dealing (2 Jan 2023 to 31 Jul 2024)
  • SMF1 Chief Executive (12 Sep 2022 to 31 Jul 2024)
• Steve Farrell

  IRN SHF01017

  • CF30 Customer (9 Nov 2017 to 8 Dec 2019)
• Steven Michael Royce

  IRN SMR01087

  • CF21 Investment Adviser (17 Mar 2004 to 13 Sep 2004)
  • CF26 Customer Trading (17 Mar 2004 to 13 Sep 2004)
• Steven Robert Reeves

  IRN SRR01025

  • CF1 Director (7 May 2008 to 30 Jun 2010)
• Steven Sahota

  IRN HSS01026

  • CF21 Investment Adviser (23 Jun 2006 to 13 Jul 2007)
• Stuart McLean Jamieson

  IRN SMJ01079

  • CF30 Customer (1 Apr 2008 to 22 Jun 2009)
• Su Jung Pae

  IRN SJP01301

  • CF30 Customer (22 Apr 2009 to 22 Jun 2009)
• Svetlana Ghadiri

  IRN SXG00368

  • SMF16 Compliance Oversight (15 Sep 2022 to 31 Dec 2024)
  • SMF3 Executive Director (15 Sep 2022 to 31 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (15 Sep 2022 to 31 Dec 2024)
• Svetlana Musseau

  IRN SXM02100

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2021)
  • CF30 Customer (11 Nov 2017 to 8 Dec 2019)

• New Kensington Capital Limited (no longer appointed)

  FRN 493107 · Appointed 17 Dec 2008 · Until 22 Jun 2009

• GL Trade Ltd (no longer appointed)

  FRN 492586 · Appointed 8 Dec 2008 · Until 8 Aug 2012

• Oceanus Investments Ltd (no longer appointed)

  FRN 469415 · Appointed 3 Dec 2007 · Until 17 Nov 2008

• European American Equities (no longer appointed)

  FRN 459041 · Appointed 25 Oct 2006 · Until 30 Jun 2008

• Buttonwood Holding International Ltd (no longer appointed)

  FRN 456412 · Appointed 24 Aug 2006 · Until 9 Oct 2006

• Institutional Cash Distributors Ltd (no longer appointed)

  FRN 455328 · Appointed 31 Jul 2006 · Until 31 Oct 2010

• ODL Fixed Income LLP (no longer appointed)

  FRN 433846 · Appointed 9 Jun 2005 · Until 8 Jun 2006

• W.H. Thorne Ltd (no longer appointed)

  FRN 429439 · Appointed 11 Mar 2005 · Until 30 Nov 2011

No changes recorded yet.