ITI Capital Limited

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FRN: 171487
Date authorised: 1 April 2013
Companies House: 02926252
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

38 Threadneedle Street

Level 3

London

EC2R 8AY

UNITED KINGDOM

Phone

+4402075628000

Web

https://www.iticapital.com
Complaints Contact

38 Threadneedle Street

Level 3

London

EC2R 8AY

UNITED KINGDOM

Phone

+4402075628000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Lee David Hawkins
IRN LDH01043
- CF30 Customer (15 Oct 2009 to 23 Sep 2010)
Lee Richard Nichols
IRN LRN01004
- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF26 Customer Trading (30 May 2007 to 31 Oct 2007)
Leopold Stefan
IRN LXS01113
- CF30 Customer (1 Nov 2007 to 1 Dec 2010)
- CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
Lester Petch
IRN LXP01093
- CF21 Investment Adviser (4 Jul 2003 to 25 Oct 2004)
- CF27 Investment Management (4 Jul 2003 to 25 Oct 2004)
Lorenzo Naldini
IRN LXN01025
- CF2 Non Executive Director (27 May 2014 to 14 Dec 2015)
- CF28 Systems and controls (2 Sep 2010 to 8 Nov 2010)
- CF30 Customer (1 Nov 2007 to 1 Dec 2010)
- CF14 Risk Assessment (23 May 2005 to 1 Sep 2006)
- CF1 Director (11 Aug 2004 to 8 Nov 2013)
- CF26 Customer Trading (11 Aug 2004 to 31 Oct 2007)
- CF21 Investment Adviser (15 Jan 2004 to 31 Oct 2007)
Magdalena Macdonald
IRN MXG01677
- CF30 Customer (1 Nov 2007 to 29 Oct 2010)
- CF26 Customer Trading (22 Nov 2006 to 31 Oct 2007)
Malcolm Cauchi
IRN MXC02077
- CF30 Customer (18 Aug 2009 to 1 Dec 2009)
Malini Chambers
IRN MXP01317
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
- CF26 Customer Trading (12 Feb 2007 to 31 Oct 2007)
Manish Jaysukh Chudasama
IRN MJC01283
- [FCA CF] Client dealing (8 Mar 2021 to 2 Jul 2021)
Manjit Singh Randhawa
IRN MSR01088
- CF1 Director (AR) (2 Jan 2008 to 11 Aug 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Opal Core Limited (no longer appointed)
FRN 566651 · Appointed 14 Oct 2011 · Until 2 Sep 2016
Jason Matthew Palmer (no longer appointed)
FRN 542024 · Appointed 23 Feb 2011 · Until 22 Sep 2013
Benedix Group Limited (no longer appointed)
FRN 523755 · Appointed 12 May 2010 · Until 15 Jul 2010
Cornhall Developments Limited (no longer appointed)
FRN 520874 · Appointed 22 Mar 2010 · Until 17 Jun 2010
Gold-I-Limited (no longer appointed)
FRN 512985 · Appointed 19 Nov 2009 · Until 16 Jul 2010
Trading Knowledge Ltd (no longer appointed)
FRN 506922 · Appointed 19 Nov 2009 · Until 16 Jun 2010
David Coulling (no longer appointed)
FRN 511533 · Appointed 2 Nov 2009 · Until 15 Jun 2010
Anna Maria Coulling (no longer appointed)
FRN 506630 · Appointed 8 Sep 2009 · Until 15 Jun 2010
Future Proof Investment Ltd (no longer appointed)
FRN 505629 · Appointed 25 Aug 2009 · Until 13 May 2010
Trade2Win Limited (no longer appointed)
FRN 492425 · Appointed 19 Jun 2009 · Until 16 Jul 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.