Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Guy Alexander Novik
IRN GAN01034
- CF1 Director (AR) (27 Apr 2009 to 8 Jan 2014)
Guy Brent Swinburne
IRN BXS01460
- CF1 Director (AR) (2 Aug 2007 to 31 Mar 2011)
Guy Edward Rayner
IRN GER01021
- CF1 Director (AR) (22 Nov 2007 to 20 Aug 2009)
Guy Francis Foster
IRN GXF01163
- CF1 Director (AR) (23 Jul 2012 to 17 Feb 2016)
Guy Jenner
IRN GXJ01232
- CF1 Director (AR) (since 6 May 2021)
- SMF3 (AR) Executive Director function (9 Dec 2019 to 6 May 2021)
- CF1 Director (AR) (21 Sep 2016 to 8 Dec 2019)
Guy Richard Collister
IRN GXC01450
- CF1 Director (AR) (15 Jan 2008 to 1 Aug 2008)
Gwyn Evans
IRN GXE01097
- CF1 Director (AR) (30 Nov 2006 to 16 Feb 2007)
Gwyn Nichols
IRN GXN01148
- CF1 Director (AR) (3 Mar 2010 to 21 Jun 2011)
Gwyndaf Evans
IRN GXE01095
- CF1 Director (AR) (since 15 Feb 2024)
HASSAN ALABIH
IRN HXA01260
- CF1 Director (AR) (10 Aug 2010 to 22 Nov 2012)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.