Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (30 Jan 2015 to 8 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (16 Feb 2015 to 8 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (8 May 2015 to 8 Dec 2019)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (15 Jan 2008 to 1 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

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