Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard Wareham
IRN RXW01710
- (2398)SMF3 (AR) Executive Director function (25 Mar 2021 to 27 Jul 2023)
Richard West Cooper
IRN RWC01093
- (1560)CF4 Partner (AR) (2 Jan 2009 to 13 Jun 2023)
Richard Whitehead
IRN RXW01403
- (820)CF1 Director (AR) (18 Sep 2006 to 28 Jan 2011)
Richard Winston Jenner
IRN RWJ01044
- (4)CF1 Director (AR) (8 Dec 2008 to 2 Feb 2009)
Ricky Dosanjh
IRN RSD01068
- (1960)CF1 Director (AR) (7 Dec 2010 to 11 Jun 2014)
Ritson Michael Thomas
IRN RMT01080
- (545)CF1 Director (AR) (9 Feb 2007 to 28 Apr 2011)
Robert Alan Moore
IRN RAM01192
- (2474)CF4 Partner (AR) (18 Mar 2005 to 1 Jun 2005)
Robert Alexander Halliday
IRN RAH01320
- (280)CF1 Director (AR) (since 6 Jan 2026)
- (2101)SMF4 (AR) Partner function (9 Dec 2019 to 3 Jun 2025)
- (2102)CF4 Partner (AR) (10 Jan 2018 to 8 Dec 2019)
Robert Andrew Clegg
IRN RAC01221
- (2183)CF1 Director (AR) (6 Jun 2011 to 27 May 2014)
Robert Barrett
IRN RXB01707
- (724)CF1 Director (AR) (8 Oct 2009 to 6 Nov 2009)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

1 week ago
trading name added: Travel Compliance
1 week ago
trading name added: Petscover
1 week ago
trading name added: carhireexcess.insure
1 week ago
trading name added: Autonomy Lettings
1 week ago
trading name added: Autonomy
1 week ago
trading name added: Autocomply
1 week ago
controlled function added: (312)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (311)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (310)CF1 Director (AR)
1 week ago
controlled function added: (309)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.