Richard Wareham

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R W CARS LIMITED

    FRN 667403

    • (1)SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • (1)CF8 Apportionment and Oversight (27 Feb 2015 to 8 Dec 2019)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • SMF3 (AR) Executive Director function (25 Mar 2021 to 27 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF29 Limited scope function (limited scope SMCR firms only) at R W CARS LIMITED

  2. controlled function added: (1)CF8 Apportionment and Oversight at R W CARS LIMITED

  3. controlled function added: (1)SMF29 Limited scope function (limited scope SMCR firms only) at R W CARS LIMITED