Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

James McSorely
IRN JXM02687
- CF1 Director (AR) (18 Mar 2009 to 18 Nov 2010)
James Pak
IRN JXP01764
- CF4 Partner (AR) (12 Sep 2008 to 29 Nov 2021)
James Patrick Moore
IRN JPM01249
- CF1 Director (AR) (7 Apr 2009 to 24 Sep 2012)
James Pearson
IRN JXP01125
- CF1 Director (AR) (since 22 Jan 2026)
James Richard Barrington Smith
IRN JRS01320
- CF1 Director (AR) (since 9 Jan 2015)
James Robert Stephen Hopkins
IRN JRH01241
- CF1 Director (AR) (21 Jul 2008 to 16 Feb 2009)
James Slater
IRN JXS02718
- CF1 Director (AR) (6 Mar 2012 to 17 May 2013)
James Smith
IRN JXS02033
- CF7 Sole Trader (AR) (21 Jan 2005 to 21 Apr 2005)
James Snell
IRN JXS04087
- SMF18 Other Overall Responsibility (since 15 Jan 2025)
James Tannahill
IRN JXT01414
- CF1 Director (AR) (since 14 Oct 2015)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.