Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John Adams Halliday
IRN JAH01310
- (773)CF4 Partner (AR) (7 Nov 2007 to 1 Aug 2017)
John Albert Doran
IRN JAD01281
- (2298)CF1 Director (AR) (20 Jan 2009 to 7 Apr 2010)
John Alexander Hawco
IRN JAH01297
- (1921)SMF3 (AR) Executive Director function (9 Dec 2019 to 29 Feb 2024)
- (1922)CF1 Director (AR) (24 Jul 2013 to 8 Dec 2019)
John Alexander Robertson
IRN JAR01149
- (1934)CF1 Director (AR) (27 Jul 2012 to 13 Sep 2013)
John Alistair L Russell
IRN JAR01136
- (2337)CF1 Director (AR) (16 Nov 2007 to 29 Jul 2016)
John Allan Parker
IRN JAP01175
- (679)CF4 Partner (AR) (16 Feb 2010 to 31 Dec 2012)
John Andrew George Hartshorne
IRN JAH01342
- (562)CF1 Director (AR) (18 Dec 2008 to 12 Nov 2010)
John Andrews
IRN JXA01621
- (1306)CF1 Director (AR) (12 Feb 2010 to 12 Jul 2011)
John Anthony Lucas
IRN JAL01185
- (641)CF1 Director (AR) (6 Aug 2008 to 31 Oct 2008)
John Barr
IRN JXB02309
- (2259)CF1 Director (AR) (27 Feb 2008 to 29 Oct 2009)

Smaller firms operating under this firm's FCA authorisation.

Taylor Barron Limited (no longer appointed)
FRN 553688 · Appointed 16 Sep 2013 · Until 1 May 2016
Colchester Property Management Limited (no longer appointed)
FRN 412432 · Appointed 12 Sep 2013 · Until 21 Jul 2016
1st Lettings (Yorkshire) Limited (no longer appointed)
FRN 484219 · Appointed 11 Sep 2013 · Until 21 Jul 2016
Ipswich Property Management Ltd (no longer appointed)
FRN 499480 · Appointed 11 Sep 2013 · Until 21 Jul 2016
R&D Griffiths (Property Management) Limited (no longer appointed)
FRN 478765 · Appointed 11 Sep 2013 · Until 1 May 2016
DS Greenside Management Ltd (no longer appointed)
FRN 607217 · Appointed 11 Sep 2013 · Until 21 Jul 2016
Jack Loggin Lettings Ltd (no longer appointed)
FRN 607219 · Appointed 11 Sep 2013 · Until 21 Jul 2016
Frost Residential Lettings Ltd (no longer appointed)
FRN 497610 · Appointed 10 Sep 2013 · Until 21 Jul 2016
Franky Limited (no longer appointed)
FRN 527954 · Appointed 10 Sep 2013 · Until 21 Jul 2016
Harris and Sampson Limited (no longer appointed)
FRN 607153 · Appointed 10 Sep 2013 · Until 4 May 2016

Updates to this firm's record on the FCA register.

20 hours ago
controlled function added: (268)CF1 Director (AR)
20 hours ago
controlled function added: (267)CF1 Director (AR)
20 hours ago
controlled function added: (266)CF1 Director (AR)
20 hours ago
controlled function added: (265)SMF1 Chief Executive
20 hours ago
controlled function added: (264)Responsible for Insurance Distribution
20 hours ago
controlled function added: (263)SMF7 Group Entity Senior Manager
20 hours ago
controlled function added: (262)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (261)SMF4 (AR) Partner function
20 hours ago
controlled function added: (260)SMF18 Other Overall Responsibility
20 hours ago
controlled function added: (259)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.