Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stanton Willis
IRN SXW01531
- (885)CF1 Director (AR) (14 Jan 2008 to 8 Apr 2010)
Stavros Williams
IRN SXW01584
- (2088)CF1 Director (AR) (10 Aug 2010 to 23 Nov 2022)
Steffanie Gordon
IRN SXG01892
- (1107)CF1 Director (AR) (22 Nov 2012 to 28 Apr 2014)
Stephanie Bell
IRN SXB03463
- (1014)CF1 Director (AR) (14 Mar 2016 to 22 May 2017)
Stephen Albert Foster
IRN SAF01113
- (260)CF1 Director (AR) (24 Nov 2008 to 11 Dec 2013)
Stephen Andrew John Turney
IRN SAT01065
- (1637)CF1 Director (AR) (25 Jan 2008 to 10 Jan 2023)
Stephen Andrew Mitchell
IRN SAM01274
- (1531)CF1 Director (AR) (19 Nov 2008 to 22 Feb 2023)
Stephen Andrew Sims
IRN SXS01876
- (2428)CF1 Director (AR) (24 Apr 2007 to 29 Jan 2008)
Stephen Bacon
IRN SXB02281
- (144)CF1 Director (AR) (20 Jul 2010 to 2 May 2011)
Stephen Barry Dace
IRN SBD01019
- (936)CF3 Chief Executive (AR) (14 Jun 2011 to 30 Apr 2012)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 weeks ago
controlled function added: (278)CF1 Director (AR)
2 weeks ago
controlled function added: (277)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (276)CF1 Director (AR)
2 weeks ago
controlled function added: (275)SMF3 Executive Director
2 weeks ago
controlled function added: (274)SMF3 Executive Director
2 weeks ago
controlled function added: (273)SMF4 Chief Risk
2 weeks ago
controlled function added: (272)CF1 Director (AR)
2 weeks ago
controlled function added: (271)CF1 Director (AR)
2 weeks ago
controlled function added: (270)CF1 Director (AR)
2 weeks ago
controlled function added: (269)CF4 Partner (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.