Stephen Andrew Sims

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stephen A. Sims (cars) Limited
FRN 650983
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (12 Jan 2015 to 8 Dec 2019)
Mechanical Breakdown and General Insurance Services Limited (no longer approved here)
FRN 306978
- CF1 Director (AR) (31 Mar 2010 to 14 Jun 2022)
Itc Compliance Limited (no longer approved here)
FRN 313486
- CF1 Director (AR) (24 Apr 2007 to 29 Jan 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.