Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Gordon John Wright
IRN GJW01131
- (1817)CF1 Director (AR) (29 Jul 2020 to 9 May 2023)
Gordon Mark Goodwin
IRN GMG01067
- (1106)CF1 Director (AR) (2 Jan 2013 to 21 Dec 2017)
Gordon Taylor
IRN GXT01239
- (612)CF1 Director (AR) (17 May 2005 to 8 Jul 2005)
Graeme Alexander Horne Fraser
IRN GAF01050
- (669)CF1 Director (AR) (16 Jan 2009 to 4 Aug 2009)
Graeme Burford
IRN GXB01799
- (2535)CF1 Director (AR) (24 Sep 2010 to 6 Dec 2011)
Graeme Ford Lawson Morrow
IRN GFM01052
- (311)SMF3 (AR) Executive Director function (since 9 Dec 2019)
- (2168)CF1 Director (AR) (23 Jul 2012 to 8 Dec 2019)
Graeme John Paterson
IRN GJP01094
- (921)CF1 Director (AR) (27 Jul 2006 to 1 Dec 2009)
Graham Alexander Humphries
IRN GAH01134
- (2043)CF1 Director (AR) (6 Jun 2008 to 27 Feb 2011)
Graham Cooper
IRN GXC01591
- (288)CF1 Director (AR) (26 Sep 2008 to 21 Nov 2016)
Graham Dale
IRN GXD01352
- (449)CF1 Director (AR) (10 Jul 2007 to 18 Oct 2011)

Smaller firms operating under this firm's FCA authorisation.

NMC Sportif Limited (no longer appointed)
FRN 552347 · Appointed 31 May 2011 · Until 31 Aug 2020
American Airlines Inc (no longer appointed)
FRN 552031 · Appointed 25 May 2011 · Until 19 Sep 2014
Independent Funding Solutions Limited (no longer appointed)
FRN 551499 · Appointed 20 May 2011 · Until 27 May 2014
Age Concern Pembrokeshire (no longer appointed)
FRN 551433 · Appointed 19 May 2011 · Until 30 Apr 2012
Glyn Hopkin Limited (no longer appointed)
FRN 550889 · Appointed 13 May 2011 · Until 9 Sep 2012
Totally Enterprises Limited (no longer appointed)
FRN 550796 · Appointed 13 May 2011 · Until 1 Sep 2014
Bollingmore and Company Limited (no longer appointed)
FRN 548038 · Appointed 26 Apr 2011 · Until 8 Mar 2017
Harbour Garage (Whitstable) Limited (no longer appointed)
FRN 403986 · Appointed 13 Apr 2011 · Until 25 Jan 2021
Astute Finance Limited (no longer appointed)
FRN 546042 · Appointed 12 Apr 2011 · Until 25 May 2012
Hitachi Capital Vehicle Solutions Ltd (no longer appointed)
FRN 544904 · Appointed 7 Apr 2011 · Until 4 Apr 2016

Updates to this firm's record on the FCA register.

21 hours ago
controlled function added: (278)CF1 Director (AR)
21 hours ago
controlled function added: (277)SMF3 (AR) Executive Director function
21 hours ago
controlled function added: (276)CF1 Director (AR)
21 hours ago
controlled function added: (275)SMF3 Executive Director
21 hours ago
controlled function added: (274)SMF3 Executive Director
21 hours ago
controlled function added: (273)SMF4 Chief Risk
21 hours ago
controlled function added: (272)CF1 Director (AR)
21 hours ago
controlled function added: (271)CF1 Director (AR)
21 hours ago
controlled function added: (270)CF1 Director (AR)
21 hours ago
controlled function added: (269)CF4 Partner (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.