Graham Alexander Humphries

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C.P.G. (WALES) Limited

    FRN 679886

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (2 Jul 2015 to 8 Dec 2019)
  • Finance-U-Limited

    FRN 680906

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (14 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Apr 2016 to 8 Dec 2019)
  • AutoProtect (MBI) Ltd (no longer approved here)

    FRN 312143

    • CF1 Director (AR) (29 Jun 2016 to 16 Oct 2019)
  • C.P.G (Wales) Limited (no longer approved here)

    FRN 428774

    • Employed By (29 Jun 2016 to 16 Oct 2019)
  • AUTOMOTIVE COMPLIANCE LIMITED (no longer approved here)

    FRN 497010

    • CF1 Director (AR) (28 Apr 2016 to 5 Sep 2016)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (6 Jun 2008 to 27 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.